Capital One

Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)

$110K–$125KFull-time · Riverwoods, IL
✓ Verified live on the employer's own system · added 18 days ago
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Mid-level · 4+ yrs exp

Requirements

Education: Master's degree

Experience: 4+ years

License: CPA

Skills & tools

OperationsManagementData AnalysisTeachingCoachingHiringProject ManagementAccounting

Benefits — mentioned in this posting

Equity / stock
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Full job description

the opportunity to perform professional internal auditing work that involves conducting operational, financial, and compliance audit projects and providing input to the annual audit plan.

- Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.

- Help to implement the team's strategic imperatives/priorities.

- Establish and build working relationships with internal and external management.

- Provide significant input into the development of the annual audit plan.

- Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.

- Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.

- Communicate the results of audit projects to management (written reports/oral presentations).

- Manage staff during audit engagements and provide feedback on work performed.

- You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.

- You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.

- You're a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you'll want to ensure that analytics doesn't scare you off.

- You're a teacher. You have a passion for coaching and investing in the development of your team.

- Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.

- At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.

- At least 1 year of experience in leading audit engagements or in project management

- Master's Degree in Accounting, Master's Degree in Finance, Master's Degree in Economics, or Master of Business Administration

- Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification

- 4+ years of experience in banking or the financial services industry

- 1+ years of experience with data analytics tools in support of internal audit

- 1+ years of experience with privacy compliance in the financial services industry

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

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This posting was published by Capital One on their own careers system and is shown here with a direct link to apply there. Employers: for corrections or removal, contact jobs@veritahire.com.